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FC-GPR & FC-TRS Reporting

Form FC-GPR within 30 days of share allotment to foreign investors. Form FC-TRS within 60 days of any resident, non-resident share transfer. Filed via the FIRMS SMF portal, routed through your AD bank, no rejections, no LSF.

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The FC-GPR Workflow.

Four sequential stages from share allotment to AD bank approval. The 30-day FC-GPR clock starts at allotment, not at fund receipt. Most rejections come from skipping the prep work.

Pre-filing
Document collation
FIRC from AD bank, investor KYC in RBI prescribed format, valuation certificate (date within 90 days of allotment), board resolution, CS certificate, shareholding pattern pre / post. Each document validated against the others for consistency.
Day 0 (allotment)
30-day clock starts
Share allotment via board resolution. The FC-GPR 30-day window begins now, irrespective of when funds were received. Allotment letter and share certificates issued in parallel; PAS-3 to ROC within 30 days too.
By Day 25
FC-GPR filed on FIRMS
Single Master Form (SMF) opened, FC-GPR sub-form completed with company, investor, allotment, valuation, and remittance data. All documents uploaded (each PDF under 5MB). Form submitted; SRN generated.
+5 working days
AD bank approval
AD bank verifies the submission and either approves or returns with queries. Approved filings receive an acknowledgement and the Entity Master is updated automatically. Rejected forms require complete refiling, not modification, so first-time accuracy matters.
Per transaction, not per year. Each fresh share issuance to a foreign investor triggers a fresh FC-GPR. Each transfer between resident and non-resident triggers a fresh FC-TRS.

What Is FC-GPR Filing?

Form FC-GPR (Foreign Currency, Gross Provisional Return) is the statutory RBI filing that an Indian company makes within 30 days of allotting capital instruments (equity shares, CCPS, CCDs, warrants) to a person resident outside India against foreign investment received. It is the single most consequential FEMA filing a startup will make in its lifetime, because it permanently records the foreign investment with RBI and forms the basis for every subsequent FC-TRS, repatriation, and exit.

FC-GPR is filed through the Single Master Form (SMF) on the FIRMS portal, routed through your Authorised Dealer (AD) bank. The AD bank does the substantive verification, KYC, valuation, FIRC, sectoral and pricing compliance, and either approves or rejects the filing within 5 working days. Rejected filings cannot be edited; the entire form has to be refiled from scratch under a new SRN.

FC-TRS, the partner filing

Form FC-TRS is the counterpart for share transfers (not fresh issuances) between a resident and a non-resident, in either direction. Filed within 60 days of transfer execution or fund receipt, whichever is earlier. Same FIRMS portal, same AD bank routing, same documentation discipline. FC-TRS is not required for non-resident-to-non-resident transfers or pure resident-to-resident transfers.

Why first-time accuracy matters

The FC-GPR / FC-TRS process is unforgiving in three ways. One: rejections require full refiling, no modification path. Two: documents that don't reconcile (KYC name vs FIRC name vs board resolution vs share certificate) almost always cause AD bank rejection. Three: the valuation report must be dated within 90 days of allotment, or RBI flags the filing. Late filings attract Late Submission Fee (LSF) calculated as ₹7,500 + (0.025% × transaction amount × days delayed), capped at the transaction amount; beyond 3 years, full compounding via PRAVAAH is required, much more expensive.

What Gets Done Each Cycle.

Six activities per transaction. From valuation through AD bank approval, every step we handle so first-time filing succeeds.

Valuation report
Per transaction
Valuation certificate from a SEBI-registered Category I Merchant Banker or Chartered Accountant per FEMA pricing norms. DCF or other accepted methodology. Date within 90 days of allotment, otherwise RBI flags or rejects.
KYC & FIRC coordination
Per transaction
FIRC obtained from AD bank within days of inward remittance. Investor KYC obtained in RBI prescribed format from the remitter's foreign bank. Investor details verified against passport, address proof, and beneficial ownership chain.
Entity Master setup
First-time
Entity User registration on FIRMS portal (one-time, 4-5 working days for AD bank approval). Business User registration. Master record kept updated for any change in capital structure, shareholding, or company details.
FC-GPR filing
Per round
SMF opened, FC-GPR sub-form completed: company profile, investment particulars, allotment data, valuation data, remittance proof, pre / post shareholding pattern. All 7 supporting documents attached. Submitted with SRN generated.
FC-TRS filing
Per transfer
Form FC-TRS for resident, non-resident transfers in either direction. 60-day window from transfer execution or payment, whichever earlier. Share transfer deed, valuation, NOC where applicable, pricing compliance verified.
AD bank query response
If raised
If AD bank raises queries (KYC mismatch, valuation gap, document inconsistency), responded to within 48 hours. Most queries resolved without escalation. Rejected forms refiled from scratch under a new SRN, with root cause documented.

When You Need Us to Handle This.

FC-GPR is one of the most rejection-prone FEMA filings. Here's when professional handling pays for itself and when in-house is workable.

Get help if
  • This is your first FC-GPR filing. First-time filings need Entity User + Business User registration on FIRMS (4-5 working days alone). Getting the setup wrong cascades into every future round.
  • Your investor mix has multiple non-residents with different KYC quality. Each investor's KYC must match exactly against FIRC and the FC-GPR data. A single name spelling mismatch causes AD bank rejection. Coordination across investors' banks needs care.
  • You're issuing CCPS, CCDs, or convertible notes. Instrument classification on FC-GPR drives downstream conversion reporting. CCPS terms (anti-dilution, liquidation preference) need correct treatment on the form. Equity is the easiest; convertibles need expertise.
  • You've already crossed the 30-day window. Late filings need LSF computation and payment alongside the regular filing. Beyond 3 years, compounding via PRAVAAH is required. We file with the correct LSF in one go, avoiding back-and-forth with the AD bank.
  • You're doing FC-TRS for secondaries, exits, or ESOP buybacks. Pricing compliance is checked more strictly on transfers than on fresh issuances. Resident-to-non-resident exits require buyer pricing not below fair value; reverse exits require seller pricing not above fair value.
Skip if
  • You have a CS or CA team that has filed FC-GPR before. Repeat filers with a working AD bank relationship can self-file. We typically support repeat filers only on complex transactions (large rounds, multi-investor, convertible instruments).
  • Your investor is also an Indian resident. If the investor qualifies as a person resident in India under Section 2(v) of FEMA, FC-GPR doesn't apply (treated as a domestic transaction). Residency determination must be carefully documented.
  • The transfer is between two non-residents. Non-resident-to-non-resident transfers don't require FC-TRS. Pure resident-to-resident transfers also don't require it. Only resident, non-resident transfers in either direction trigger FC-TRS.
  • You're past the 3-year LSF window. LSF is only available for delays up to 3 years. Beyond that, compounding via PRAVAAH portal is required. That's a different workflow and is best handled as a dedicated engagement.

How We Work.

Six commitments. One dedicated CA across FC-GPR and FC-TRS workflows for every transaction.

Dedicated CA on your account
Not a ticket queue. The same chartered accountant handles your filings every month. Personal accountability, not a hand-off chain.
WhatsApp & email access
Business-hours response. Urgent issues escalated within 2 hours. No more chasing emails into a void.
FC-GPR filed by Day 25
Filed by Day 25 of the 30-day window, leaving 5 days for AD bank queries and refilings if needed. Valuation, KYC, FIRC coordinated upfront during share allotment, not after.
Document upload via portal or Drive
Pick your tool. We adapt to your workflow, not the other way around. CSV, Tally exports, Excel, all supported.
AD bank queries closed within 48 hrs
AD bank queries on FC-GPR / FC-TRS responded to within 48 hours. Common rejection patterns documented across our client base, root causes addressed upfront in future filings.
Filing dashboard with SRNs
Every FC-GPR and FC-TRS filed, current AD bank status (under verification, approved, query raised), SRN, supporting documents archived. Audit-ready trail for diligence.

Common Rejections & LSF at a Glance.

The rejection patterns we see most often, and the LSF math when filings slip. Both are avoidable with first-time accuracy.

Issue
Frequency
How we prevent it
KYC name / spelling mismatch with FIRC
Very high
Cross-validate KYC against FIRC before submission
Valuation report older than 90 days
High
Time the valuation date close to allotment
Issue price below fair value
Medium
Reconcile FEMA + Rule 11UA pricing pre-allotment
CCPS / CCD misclassified as equity
Medium
Instrument terms reviewed before form filling
Board resolution unsigned / undated
Medium
Pre-flight document review against AD bank checklist
Late filing within 3 years (LSF window)
As delay accrues
LSF = ₹7,500 + (0.025% × amount × days), capped at amount
Late filing beyond 3 years
Worst-case
PRAVAAH compounding application, up to 3x of A
Pricing violation (sub-fair-value)
Diligence-time discovery
Compounding under FEMA Section 13, deal may be voided
LSF formula per RBI A.P. (DIR Series) Circular No. 16 dated 30 September 2022, retained in current Master Direction. The 3-year LSF window does not extend automatically; once expired, full compounding is the only path.

Frequently Asked Questions.

From the date of allotment of capital instruments, not the date of receipt of foreign funds. Funds are typically received first; the company then has 60 days to allot shares; FC-GPR's 30-day window begins from the allotment date. Filing FC-GPR before allotment is not possible. Filing FC-GPR after 30 days from allotment triggers Late Submission Fee.
Seven core attachments: (1) FIRC from AD bank confirming inward remittance, (2) KYC report from the remitter's foreign bank in RBI prescribed format, (3) valuation certificate from SEBI Cat-I Merchant Banker or CA (dated within 90 days of allotment), (4) board resolution for the allotment, (5) CS certificate on Companies Act + FEMA compliance, (6) shareholding pattern (pre and post allotment), (7) declaration of investor on PN3 compliance where applicable. Each document a single PDF under 5MB.
RBI requires that the valuation reflects the fair value at the time of the transaction. A valuation older than 90 days is treated as stale because market conditions could have changed materially. The RBI portal flags filings with valuation dates beyond 90 days from the allotment date, often leading to AD bank rejection. We time the valuation request so it arrives within 30-45 days of the planned allotment date, providing a buffer.
FC-GPR is for fresh issuance of capital instruments by an Indian company to a non-resident investor, fundraises, ESOP allotments to foreign employees, conversion of CCDs/CCPS/notes. FC-TRS is for transfer of existing capital instruments between residents and non-residents in either direction, secondary sales, founder buybacks, exits. FC-GPR has a 30-day window from allotment; FC-TRS has a 60-day window from transfer execution or fund receipt, whichever earlier.
Technically yes, the FIRMS portal is open to direct user access. Practically, first-time filings are difficult because: (a) Entity User and Business User registration takes 4-5 working days through your AD bank, (b) all 7 documents must reconcile against each other, and (c) AD bank rejection means complete refiling under a new SRN, not modification. Repeat filers with established AD bank relationships and standardised documentation can self-file. First-time or complex (CCPS, multi-investor, foreign vendor) filings benefit from professional handling.
Per RBI A.P. (DIR Series) Circular No. 16 dated 30 September 2022: LSF = ₹7,500 + (0.025% × transaction amount × number of days delayed). The LSF is capped at the total transaction amount. Available for delays up to 3 years from the original due date. For a ₹1 crore round filed 60 days late, that's ₹7,500 + (0.025% × ₹1 crore × 60 days) = ₹7,500 + ₹15,000 = ₹22,500 LSF. Beyond 3 years, the LSF facility lapses and full compounding under PRAVAAH is required.
Rejected forms cannot be edited; the entire form must be refiled under a new SRN. Documentation gaps (KYC mismatch, missing signatures, valuation gap) must be fixed before refiling. The 30-day filing window does not pause during the AD bank verification, so a late-stage rejection often pushes the filing into LSF territory. The fix is to use the first 25 days of the window for filing and reserve 5 days for any AD bank queries or refilings.
DPIIT-recognised startups receive limited valuation flexibility under certain scenarios per RBI / DPIIT guidance. The procedural FC-GPR filing itself remains the same, valuation, FIRC, KYC, AD bank approval are all required exactly as for non-DPIIT companies. The flexibility primarily relates to the valuation methodology when shares are issued to qualified institutional investors. We track DPIIT-specific RBI clarifications and apply them where they reduce friction.
Form FC-GPR is used for issuance of all eligible capital instruments, equity shares, CCPS (Compulsorily Convertible Preference Shares), CCDs (Compulsorily Convertible Debentures), and convertible notes. The form has separate fields for instrument classification, conversion terms, and pricing. Misclassifying CCPS as equity (or vice versa) on the form is a common rejection reason. Optionally Convertible Preference Shares or non-convertible instruments are not eligible under the automatic route in most cases, separate considerations apply.
Yes, this catches many companies off guard. Where shares are issued against capital goods, machinery, technical knowhow, or pre-incorporation expenses brought in by a foreign investor, the FC-GPR filing obligation still applies. There may be no FIRC (because no cash came in), but a valuation of the consideration and AD bank confirmation in lieu of FIRC are required. We handle non-cash consideration FC-GPR cases with the additional valuation discipline they need.
Pricing depends on the complexity of the transaction: number of investors, instrument type (equity vs CCPS vs CCD vs convertible note), whether non-cash consideration, and AD bank coordination needed. A clean single-investor equity FC-GPR is in a predictable range; multi-investor CCPS rounds with complex terms are higher. Late filings with LSF computation are quoted including the LSF amount. Reach out and we'll give an exact quote for your specific transaction.
Typical sequence in a round with primary + secondary: (1) FC-GPR filed within 30 days of fresh share allotment to the new foreign investor (the primary leg). (2) FC-TRS filed within 60 days for any secondary, founders or angels selling existing shares to the new investor, residents to non-residents. Both filings reference each other in the supporting documents. Diligence on the next round will check that both were filed correctly and on time.

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